Financial

Financial Services Solution

Use AI in finance with runtime controls that stand up to scrutiny.

RelayOne helps financial organizations move beyond policy documents and enforce guardrails where AI requests actually run. Keep risk, compliance, and engineering aligned in one operational control plane.

Designed for regulated operations

  • Runtime enforcement for sensitive data and geography constraints
  • Evidence trails for internal controls and audit requests
  • Centralized visibility across teams, models, and AI-enabled applications

Risk + Compliance Controls

Core controls for financial AI workloads

Regulated Data Handling

Apply enforceable controls for sensitive customer and transaction data before model egress.

Sovereignty + Residency

Constrain routes to approved regions and providers to support jurisdictional policy requirements.

Auditability

Capture policy outcomes and traffic decisions for oversight, audit, and incident response workflows.

Scoped Entitlements

Restrict access by team, project, and user role for controlled production operations.

Compliance Framework Mapping

Controls aligned to financial regulatory requirements

SEC and FINRA: Model usage audit trails and decision logging for supervisory review requirements

PCI DSS: Cardholder data detection and redaction at the routing layer before model provider egress

GDPR: Regional routing constraints and data residency enforcement for EU customer data operations

SOX: Segregation of duties through scoped access controls and tamper-evident policy decision logs

Operating Sequence

How financial teams deploy RelayOne

  1. Route model calls through RelayOne instead of direct provider access.
  2. Apply policy packs for sensitive data classes, geography, and usage thresholds.
  3. Publish governed AI and API surfaces for internal teams with metering controls.
  4. Track consumption and decision trails for compliance and risk reporting.

Need help mapping controls to your compliance program?

We can align RelayOne control posture to your data handling and review requirements.